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Wealth Management Daily Memo

OCTOBER 8, 2020

MARKETING

With Social Distancing and Remote Work, Many Advisors Embraced Social Media

Asia Martin

When advisors were asked to keep physical distance from clients and colleagues, they turned to social media more than ever before.

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REGULATION AND COMPLIANCE

SEC Proposes 'Finders' Exemption For Unregistered Brokers in Private Markets

Patrick Donachie

The proposed rule would enable individuals to solicit accredited investors on behalf of issuers. Supporters say it can help small businesses raise capital. Critics worry it will lead unprepared investors into less transparent markets.

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SPONSORED CONTENT

The Creation of the All-Powerful Fed

Sponsored by GuideStone Capital Management

How the Fed evolved into the backstop for the financial system.

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INDUSTRY

Morgan Stanley to Purchase Eaton Vance for About $7 Billion

Sridhar Natarajan

Just days after completing the purchase of E-Trade Financial Corp., Morgan Stanley's latest acquisition will bulk up the firm’s asset-management arm.

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WEALTHIES CIRCLE PODCAST

How Just Invest Makes a Unique Portfolio for Every Client

In partnership with Just Invest

Just Invest strives to deliver the best that modern finance can deliver to its clients.

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Wealthies Circle Spotlight

Wealth Management’s Digital Future

Contributed by Docupace

We asked 11 financial services leaders to weigh in on the biggest questions surrounding digitization.

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