Morning Memo
Wealth Management Morning Memo

SEPTEMBER 16, 2020

REGULATION AND COMPLIANCE

What’s Causing Disciplinary Disclosure Failures on Form CRS?

Some suggested that mistakes, rather than intentional duplicity, were the reason behind firms failing to disclosure past legal and disciplinary incidents in their Form CRS.  

FULL ARTICLE

INDUSTRY

Private Advisor Group Rebranding as It Puts Proprietary Compliance Software on the Market

PAG is rebranding itself amid an upcoming product launch that will be available to all advisors.

FULL ARTICLE

SPONSORED CONTENT

Find the Right Buyer to Ensure Your Advisory Firm’s Future Success

Strategically plan for the next step of your firm’s evolution.

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ESTATE PLANNING

Planning for Beneficiaries With Mental Illness or Addiction

Practitioners must know the right questions to ask.

FULL ARTICLE

Wealthies Circle Spotlight

The Great Enabler White Paper

Enhancing Wealth Management Tech in the Time of the COVID-19 Pandemic.

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The Daily Brief

INDUSTRY

Concurrent Adds 8 Teams, Boosting AUM by $900 Million

Since March, Concurrent has recruited eight teams of advisors, giving it now more than $8.3 billion in assets under management.

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TECHNOLOGY

Tegra118, Wealth Access Partner In Bid To Show All Client Data on One Screen

The fintechs are intent on providing advisors with a one-stop view of client data.

FULL ARTICLE

SPONSORED WEBINAR

What’s Behind Semi-Transparent ETFs

Join this webinar on Sept. 17 at 4:00pm ET to explore the current state and future direction of the active ETF market, with particular emphasis on its latest trend: active semi-transparent ETFs.

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