Wealth Management Daily Memo

MAY 31, 2021

WMRE COMMON AREA PODCAST

What Financial Advisors Should Know About REITs

David Bodamer

Nareit's Abby McCarthy reviews highlights of some of the organization's research into how investors incorporate REITs into their portfolios.

INDUSTRY

WealthManagement.com Announces 2021 'Wealthies' Finalists

WealthManagement.com Staff

The annual program honoring individuals and business initiatives that help financial advisors better serve their clients will be held in-person in New York City on Sept. 9.

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Sponsored by Thrivent Asset Management

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REGULATION AND COMPLIANCE

SEC Charges Portfolio Managers with Misleading Investors Over Funds’ Risks

Patrick Donachie

The charges against the executives of LJM Funds Management and LJM Partners claim they failed to inform investors about potential losses. The funds later suffered a $1 billion loss.

INSURANCE

Dear Mr. Client, We Need to Talk About Your Insurance

Bill Boersma

An open letter to an indexed universal life policy owner.

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EQUITIES

Robinhood Prepares for IPO by Adding Three New Board Members

Misyrlena Egkolfopoulou

Robinhood filed confidentially to the U.S. Securities and Exchange Commission in March for an IPO. It selected Nasdaq as the venue for its listing.

ETFS

Fresh From Exxon Victory, Engine No. 1 Now Plots Activist ETF

Claire Ballentine

The Transform 500 ETF’s goal is to encourage changes at the companies it holds through proxy voting, according to a regulatory filing.

SPONSORED WEBINAR

Turning Accumulated Retirement Savings into a Revenue Stream

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This presentation is designed to help financial professionals develop retirement income strategies that retirees will understand and embrace. Attend on June 16th at 2pm ET / 11am PT.