| | | | | UBS reports an advisor headcount slip of 1.4% since the end of last year, but says it expected attrition and signals a “robust” recruiting pipeline. Read More > |
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| | | Focus Financial Partners CEO Michael Nathanson calls the move a step towards “coherence and convergence” across the firm’s business lines. Read More > |
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| | | The recent market turbulence has investors unsure of the support they’re getting from advisors, while it's pushing many do-it-yourselfers to seek professional help, according to a J.D. Power report. Read More > |
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| | | Open, honest and candid discussion about staff reductions at EBSA, the Supreme Court hearing an ERISA lawsuit, a $39M judgement against Pentegra and more. Read More > |
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| | | B. Riley Financial's wealth management arm is under FINRA examination as the firm grapples with advisor departures, a $2 billion debt load, and ongoing regulatory challenges. Read More > |
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