The combined firm, with 11,500 advisors and over $450 billion in assets, will be one of the largest independent brokerage firms, and may accelerate Advisor Group's efforts to roll out an RIA-only platform.
Breaking away? Check out this eBook for insight and guidance on your journey, including what to look for when choosing advisor tech to power your new firm’s growth.
The New Jersey Bureau of Securities revoked the registration of the firm, First Standard Financial, described as "a haven for greedy, dishonest agents who traded client accounts like sharks in a feeding frenzy".