Wealth Management Morning Memo

MAY 14, 2021

ETFS

The 20 ETFs with the Best Returns Over the Past Year

Aniket Ullal, CFRA Research

Funds focused on metals and other commodities fared the best over the past year.

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REGULATION AND COMPLIANCE

Connecticut Advisor Pleads Guilty to Defrauding Elderly Client

Patrick Donachie

Matthew Clason faces as much as 20 years in prison after stealing more than $600,000 from an unnamed investor for his personal use, including paying for his personal credit card, according to the DOJ.

SPONSORED CONTENT

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Sponsored by SEI

This solution achieves both—by modernizing the traditional structure of passive investing.

TECHNOLOGY

Fidelity Introduces Integration Dashboard

Samuel Steinberger

Advisors using Integration Xchange will now be able to monitor their integrations, including running checks on digital certificates.

MINDY DIAMOND ON INDEPENDENCE

What Advisors Need to Know About Growing Through Recruitment and M&A

Mindy Diamond

Mindy and Louis Diamond break down what advisors need to know about building their businesses through inorganic growth.