In a discussion with WealthManagement.com, Hugh Berkson said the organization will continue to raise awareness of the issue of unpaid arbitration awards and the alleged misuse of forced arbitration clauses by RIAs.
Smaller brands still have an opportunity to differentiate through investment comparison tools, immediate access to client information and access to information on ESG issues.
You are subscribed to this newsletter as [email protected] To ensure uninterrupted delivery of this critical eNewsletter alert be sure to add Wealthmanagement.com to your list of safe sender contacts.
