Morning Memo
 
Wealth Management Morning Memo

SEPTEMBER 18, 2023

INDUSTRY

Some Avantax Advisors Wary in Wake of $1.2B Acquisition Announcement

In a flash poll conducted by WealthManagement.com, a number of Avantax advisors—weary of yet another ownership change and leadership turmoil—said the acquisition by Cetera makes them more likely to consider changing firms; a smaller group expects improvements from the new owner's scale and stability.

FULL ARTICLE

Advertisement

REGULATION AND COMPLIANCE

IAA Asks the SEC to Redefine 'Small Advisors'

The SEC should classify smaller firms based on employee headcount instead of assets under management, according to the IAA’s General Counsel.

FULL ARTICLE

WEBINAR

Mastering Risk and Uncovering Opportunities in an Ever-Changing Landscape

Join us on September 20th to uncover risk management strategies that not only shield wealth managers from uncertainty but also unlock hidden opportunities in today's dynamic financial landscape.

REGISTER NOW

Advertisement

INDUSTRY

Future Proof Roundup: AI Takes the Main Stage

Orion Advisor Solutions, Intention.ly and Morningstar announced new AI-powered tools at the Future Proof conference.

FULL ARTICLE

THE WEALTHSTACK PODCAST

Democratization, Digitization of Estate Planning with Andres Mazabel

Andres Mazabel details Trust & Will's mission to make estate planning simple, affordable and accessible to everyone.

Paid for by Wells Fargo Advisors

LISTEN NOW

CONNECT WITH US

EVENTS

Image
Inside ETFs | RIA EDGE | WealthStack
 

RESOURCES

COMMUNITY

LinkedIn Twitter Facebook
YouTube Google News RSS

 

 

Did someone forward you this newsletter? Sign up here to receive it direct.

You are subscribed to this newsletter as EmailAddress

To ensure uninterrupted delivery of this critical eNewsletter alert be sure to add WealthManagement.com and the reply address to your list of safe sender contacts.

Questions or problems? Contact Customer Service

WealthManagement.com | Informa | 605 Third Avenue, 22nd Floor, New York, NY 10158
© 2023, Informa USA, Inc., All Rights Reserved.

 

 

Manage Subscriptions | Archive | Advertise | Privacy Policy
 
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -