WealthManagment.com Daily Memo
|
|
| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | The record amount of civil penalties was driven in part by the fines against some large Wall Street firms for failing to preserve text message communications on personal devices. FULL ARTICLE |
| |
| |
|
|
| PEOPLE | | | | WealthManagement.com Staff | | Marguerita Cheng, Richard Shaw and Steve Wallman have been elected to three-year terms on the CFP Board of Directors. FULL ARTICLE |
| |
| |
|
| WHITE PAPER | | | | Sponsored by Orion Advisor Tech | | Open accounts faster than a robo advisor and still provide a personal touch. LEARN MORE |
| |
| |
|
| RIA EDGE PODCAST | | | | Mark Bruno | Schwab Advisor Services' Jalina Kerr discusses how RIAs must be intentional about how they drive meaningful organic growth.
Sponsored by Schwab Advisor Services
LISTEN NOW |
| |
| |
|
| HIGH NET WORTH | | | | Nur Dayana Mustak and Sonali Basak | | Their fortunes plummeting, crypto titans from Changpeng Zhao to the Winklevoss twins are eager to differentiate their businesses from the now-bankrupt exchange. FULL ARTICLE |
| |
| |
|
| FASTCHAT VIDEO | | | | Sponsored by Wells Fargo Advisors | | Listen as Daren Dahmer discusses how transitioning his business has lead to an immense amount of support and growth. WATCH NOW |
| |
| |
|
|
|
|
| SPONSORED WEBINAR | | | | Sponsored by Laserfiche | | Join this complimentary webinar on Nov. 29th for a compliance and product expert-led discussion regarding best practices and key considerations for seeking out proven solutions. REGISTER NOW |
| |
| |
|
|
| | |
| You are subscribed to this newsletter as [email protected]
Questions or problems? Contact Customer Service
WealthManagement.com | Informa | 605 Third Avenue, 22nd Floor, New York, NY 10158
© 2022, Informa USA, Inc., All Rights Reserved . Privacy Policy | |
| | |
|
|
