WealthManagment.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | Cambridge Investment Research’s RIA business "breached its fiduciary duty" by failing to disclose agreements with clearing brokers to share revenue with the firm from some mutual funds and wrap fee accounts, according to the SEC. FULL ARTICLE |
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| TECHNOLOGY | | | | Davis Janowski | | With its new Investor Experience Platform, the startup, which also announced the raise of $2.2 million in capital, hopes to serve as a review hub for advisors. FULL ARTICLE |
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| FASTCHAT VIDEO | | | | Sponsored by Securian Financial | | Watch as Ted Schmelzle, Second Vice President, Customer Operations at Securian Financial Group discusses maximizing the pooled employer plan opportunity. WATCH NOW |
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| TECHNOLOGY | | | | Aaron Klein | | Aaron Klein provides his take on the biggest news to hit advisor technology in the previous month. WATCH NOW |
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| INDUSTRY | | | | Jennifer Surane, Katherine Doherty and Natalie Wong | | New Manhattan workspaces show how employers are embracing shared setups and the perks of home. FULL ARTICLE |
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| SPONSORED CONTENT | | | | Sponsored by Sage Intacct | | Learn how to solve your business complications while delivering the strategic value your business needs. LEARN MORE |
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| MINDY DIAMOND ON INDEPENDENCE | |
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| How Janney Montgomery Scott Built a $135B Firm | |
| Mindy Diamond | |
| Jerry Lombard, president of Janney’s Private Client Group, talks about the regional firm’s exponential growth over recent years, and how its unique balance of freedom and flexibility makes the employee model an attractive alternative for advisors looking beyond the wirehouses but who see independence as a bridge too far. LISTEN NOW |
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| SPONSORED WEBINAR | | | | Sponsored by Bill.com | | Join us on Tuesday, Mar. 8th to hear real world examples from top wealth management and family office firms. They will provide actionable takeaways for how you can future-proof your business, expand your service offering while maintaining profitability. REGISTER NOW |
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