Wealth Management Daily Memo

MARCH 14, 2018

REGULATION AND COMPLIANCE

RCS Creditor Trust Sues Galvin to Recover $3 Million Settlement

Diana Britton

The complaint, filed in late January, alleges that the payments were made during the 90-day preference period before the company's bankruptcy.

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INDUSTRY

Merrill Lynch Restructures Group Focused on The Ultra Wealthy

Michael Thrasher

The brokerage also named new regional managing directors in the specialized U.S.-based unit.

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FIXED INCOME

Goldilocks Returns After Market Fears Ease

Jeff Brothers

Everything looks just right, for now.