WealthManagment.com Daily Memo
Wealth Management Daily Memo

SEPTEMBER 29, 2021

REGULATION AND COMPLIANCE

Plaintiffs’ Attorneys: 3 in 10 Arbitration Awards Went Unpaid in 2020

The Public Investors Arbitration Bar Association (PIABA) found that 24% of money awarded last year went unpaid; the group argues the problem of unpaid arbitration awards could get even worse in a down market.

FULL ARTICLE

Advertisement

PEOPLE

Lori Hardwick To Lead Vestwell Board

Vestwell CEO Aaron Schumm and the firm's chairman of the board, Lori Hardwick, were once competitors. They're now leading the firm's expansion.

FULL ARTICLE

SPONSORED CONTENT

The Future of Infrastructure

Here's why infrastructure is vital for reaching a sustainable future.

FULL ARTICLE

Advertisement

INDUSTRY

Mercer Acquires $1.5B RIA Quest Capital Management

Dallas-based Quest Capital Management’s shareholders and 17 staff members will join Mercer Advisors, in the RIA’s second transaction this week.

FULL ARTICLE

TECHNOLOGY

Betterment Valuation Rises to $1.3 Billion on Funding Round

Betterment, which has about 700,000 clients and oversees $32 billion, plans to use the $160 million in funding to expand business-to-business units.

FULL ARTICLE

RIA EDGE PODCAST

RIA Edge: Chequers’ Megan Gorman on How RIAs Can Build a Brand and Voice

Megan Gorman, founder and managing partner of Chequers Financial Management, discusses the marketing strategies she uses to connect with clients and identify new opportunities.

LISTEN NOW

Wealthies Circle Podcast

Access Granted: IndexIQ Capabilities Guide

IndexIQ offers solutions once out of reach for most investors.

DISCOVER MORE

SPONSORED WEBINAR

Uranium: Fueling Decarbonization on a Path to Net-Zero

Join this webinar on Wednesday, Oct. 6th an overview of the opportunity in Uranium and nuclear energy and how nuclear energy will play a vital role in decarbonizing our modern economy.

REGISTER NOW

VISIT THE WEALTHIES CIRCLE