WealthManagement.com Daily Memo
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REGULATION AND COMPLIANCE | | | Diana Britton | But a new FINRA rule making it easier for state regulators to oppose expungements could solve some long-standing problems. FULL ARTICLE |
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ALTERNATIVE INVESTMENTS | | David Bodamer | The CAIS Solutions software-as-a-service platform allows advisors to manage all clients’ alternative investments, even those not sourced through CAIS’s marketplace. FULL ARTICLE |
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WMIQ EXCLUSIVE RESEARCH | | In partnership with Salesforce | Download this white paper to gain insights into harnessing integrated technology solutions that streamline back-office operations, deliver personalize insights and attract and retain clients. DOWNLOAD NOW |
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TECHNOLOGY | | Rob Burgess | The former Morningstar executive discussed the drive to start the company, how they have been using artificial intelligence, their philosophy on integrations and their upcoming inaugural conference. FULL ARTICLE |
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RIA NEWS | | Ali Hibbs | Savvy Advisors adds a former LPL advisor as the venture capital-backed firm steps up recruiting efforts. FULL ARTICLE |
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RESOURCE CENTER | | Sponsored by LPL Financial | The RIA Edge 100 looks to identify those firms that are seeing the most success while continuing to provide high-quality, hands-on service to an expanding client base. LEARN MORE |
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