| | Osaic's CapitalHub is a white-labeled version of Community Capital Technology’s platform and national loan originations network, including more than 1,400 financial institutions nationwide. Read More > | |
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| Milendophe Duperier and Vanessa Joseph agreed to plead guilty to conspiracy to commit wire fraud. According to the DOJ, Duperier falsely claimed he was an advisor to steal from clients. Read More > | |
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| In addition, $15 billion Aspiriant adds six partners, QTR Wealth announces its RIA independence and LPL snags an $850 million advisory from Cetera. Read More > | |
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| The taxpayer prevailed on reasonable reliance grounds. Read More > | |
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