WealthManagment.com Daily Memo
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| INDUSTRY | | | | | | Patrick Donachie | | The new support platform for underrepresented advisors will offer coaching, a model portfolio and access to a tech stack that includes Altruist, RightCapital, Envestnet | MoneyGuide and more. FULL ARTICLE |
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| REGULATION AND COMPLIANCE | | | | Patrick Donachie | | The $3.6 billion HighPoint Advisor Group agreed to pay more than $760,000 and will also help return funds to harmed clients, according to the SEC order. FULL ARTICLE |
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| SPONSORED CONTENT | | | | Sponsored by Atria Wealth Solutions | | The expert articles in this eBook detail how financial professionals are looking to technology and analytics to streamline processes and exceed client expectations. READ MORE |
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| TECHNOLOGY | | | | Aaron Klein | | Founder and CEO Aaron Klein provides his take on the biggest news to hit advisor technology in the previous month. FULL ARTICLE |
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| INDUSTRY | | | | Annie Massa | | Hiring will be across all job functions—69% in customer-facing positions, while 14% will be technology roles. FULL ARTICLE |
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| SPONSORED CONTENT | | | | Sponsored by Orion Advisor Tech | | Harnessing the power of human emotion with both compassion and robust technology to keep investors focused on what’s best for them isn’t just a trend; it’s the future of what it means to be a fiduciary. LEARN MORE |
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| THE HEALTHY ADVISOR PODCAST | |
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| Barred But Not Broken | |
| Diana Britton | |
Jeff Martinovich lost his company, his first marriage, his wealth, his homes, and his securities licenses, among other things. But he refuses to be defined by those losses.
Sponsored by United Planners Financial Services
LISTEN NOW |
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| MINDY DIAMOND ON INDEPENDENCE | |
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| Industry Update on M&A Part 2 | |
| Mindy Diamond and Louis Diamond | |
| Part 2 of this two-part series explores what drives value and how to build a business that will be “attractive” to acquirers and garner the highest valuation. LISTEN NOW |
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| SPONSORED WEBINAR | | | | Sponsored by TIFIN Grow | | This webinar on Tues. May 10, takes a 2-step approach to providing an overview of the landscape and identifying some of the most attractive landing spots for advisors. REGISTER NOW |
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