Morning Memo
 
Wealth Management Morning Memo

JANUARY 7, 2022

INDUSTRY

New Study Links Private Equity Ownership to Advisor Misconduct

Academics at the University of Oregon found that private equity-backed RIAs had a 147% increase in the percentage of their advisors committing misconduct after the takeover.

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INDUSTRY

Kamila Elliott Takes Over as 2022 CFP Board Chair

Elliott, the CFP Board’s first African-American chair, outlines her priorities in the role, including a focus on proposed changes to the organization's appeals process and greater emphasis on enforcement.  

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MINDY DIAMOND ON INDEPENDENCE

2021’s 10 Most Valuable Lessons from Advisors and Business Owners

Key insights shared by some of the top independent advisor interviews curated from the last 12 months.

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CAREERS

Building a Sustainable Career

Knowing what makes you tick is key to building a long-term career.

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