WealthManagment.com Daily Memo
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REGULATION AND COMPLIANCE | | | Tom Schoenberg | About 15 million clients’ details were compromised over a five-year period starting 2015. FULL ARTICLE |
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RIA NEWS | | WealthManagement.com Staff | The Pittsburgh office will become Mariner’s 77th US location, and its seventh acquisition so far this year. FULL ARTICLE |
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RESOURCE CENTER | | Sponsored by Nasdaq | Learn how to create systematic approaches to NDX as well as choose the best options relative to an individual's outlook. READ MORE |
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REGULATION AND COMPLIANCE | | Patrick Donachie | In a newly released risk alert, the commission’s Division of Examinations highlighted potential areas of focus for the rule, which has a Nov. 4 compliance date. FULL ARTICLE |
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REAL ESTATE | | Patricia Kirk | Recent U.S. acquisitions by Amancio Ortega’s Pontegadea are representative of a broader shift in family office investment preferences. FULL ARTICLE |
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