With the 2024 recruiting headwinds behind us, advisor transitions are expected to look much different in 2025, according to a new report from Diamond Consultants.
Wealth management firms traditionally work with older clients, for good reasons. However research suggests these firms increasingly risk losing future business to robos, fintechs and non-AUM planners.
Snowden Lane's Rob Mooney discusses the decision to buy back a significant portion of the firm’s equity from its original financial backer, Estancia Capital.
The SEC accused Cambridge Investment Research's RIA business of “breaching its fiduciary duty” in recommending certain mutual funds and money market sweep funds.
The Trump administration’s SEC amends the guidance on the marketing rule to ease requirements for how RIAs advertise extracted investment performance to potential clients.
CAIS Models Marketplace will include portfolios developed by wealth management firms, asset managers, and CAIS Advisors, the company’s recently launched RIA.
The RIA aggregator will offer both in-house and third-party investment strategies on the platform, which will be led by former Vestmark product lead Lauren Yeaton Hunt.
To ensure uninterrupted delivery of this critical eNewsletter alert be sure to add WealthManagement.com and the reply address to your list of safe sender contacts.
