Insight into M&A in the industry
| | In an email marked "confidential", Cetera Financial Group tells its financial advisors that selling their own practices without a greenlight from the corporate office could draw FINRA scrutiny, carrying major implications for independent brokers, who have in many cases left wirehouses in order to operate their own businesses with more flexibility and less burdensome oversight. | |
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| | | | The larger firm is known for its advanced technology, while its new subsidiary is known for its comprehensive service. | Read more → |
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| | | | The amount of massive advisory practices across the industry more than tripled in a decade, leaving firms like Equius Partners with scale and succession challenges. | Read more → |
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