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Justia Daily Opinion Summaries

US Court of Appeals for the Second Circuit
June 27, 2020

Table of Contents

Meadows v. United Services, Inc.

Civil Rights, Constitutional Law, Health Law

Jones v. Treubig

Civil Rights, Constitutional Law

XY Planning Network, LLC v. Securities Exchange Commission

Government & Administrative Law, Securities Law

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Legal Analysis and Commentary

The “When” of Chevron: The Missed Opportunity of County of Maui

SAMUEL ESTREICHER, DANIEL FOLSOM

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NYU law professor Samuel Estreicher and rising 3L Daniel Folsom comment on the U.S. Supreme Court’s recent decision in County of Maui v. Hawaii Wildlife Fund, in which the Court interpreted a provision of the Clean Water. Estreicher and Folsom argue that the case presented an opportunity to clarify the murky question of when the Chevron doctrine applies, yet the Court avoided answering that question.

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The Unnecessary Protection of Qualified Immunity

JOANNA C. SCHWARTZ, SETH STOUGHTON

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UCLA law professor Joanna C. Schwartz and South Carolina law professor Seth W. Stoughton address some of the arguments commonly asserted to support qualified immunity, the doctrine that shields police officers from civil liability for constitutional violations. Schwartz and Stoughton argue that eliminating qualified immunity should not affect police decision-making and that existing Supreme Court doctrine gives police officers plenty of leeway to make mistakes without violating the Constitution. Because qualified immunity applies only to unreasonable actions by police officers, eliminating or substantially restricting it should not a chilling effect on police officers’ ability or willingness to respond to critical incidents.

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US Court of Appeals for the Second Circuit Opinions

Meadows v. United Services, Inc.

Docket: 19-3732

Opinion Date: June 26, 2020

Judge: Per Curiam

Areas of Law: Civil Rights, Constitutional Law, Health Law

Plaintiff filed two actions arising from defendants' provision of mental health services to him, alleging violations of his First and Ninth Amendment rights and the Health Insurance Portability and Accountability Act (HIPAA). The district court dismissed the suits. The Second Circuit dismissed plaintiff's appeals because they lack an arguable basis either in law or in fact and denied his motions to proceed in forma pauperis for the appointment of counsel and for a writ of certiorari. In this case, plaintiff failed to plausibly allege that defendants engaged in state action by violating his constitutional rights under 42 U.S.C. 1983. Furthermore, there is no private cause of action, express or implied, under HIPAA.

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Jones v. Treubig

Docket: 18-3775

Opinion Date: June 26, 2020

Judge: Bianco

Areas of Law: Civil Rights, Constitutional Law

The Second Circuit reversed the district court's grant of defendant's motion for judgment as a matter of law on qualified immunity grounds in an action brought by plaintiff, alleging that defendant, a police officer, used excessive force against plaintiff when he deployed two taser cycles against plaintiff. The court held that, at the time of the incident, the law was clearly established that a police officer cannot use significant force against an individual who is no longer resisting arrest and poses no safety threat. In this case, the evidence allowed the jury to reasonably conclude that plaintiff was no longer resisting arrest and was not a safety threat to the officers or others at the time of defendant's second use of the taser against him.

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XY Planning Network, LLC v. Securities Exchange Commission

Docket: 19-2886

Opinion Date: June 26, 2020

Judge: Park

Areas of Law: Government & Administrative Law, Securities Law

The Second Circuit denied a petition for review, under the Administrative Procedure Act, of Regulation Best Interest, which creates new standards of conduct for broker-dealers providing investment services to retail customers. Petitioners claimed that Regulation Best Interest is unlawful under the 2010 Dodd Frank Wall Street Reform and Consumer Protection Act. The court held that Ford Financial Solutions has Article III standing to bring its petition for review. The court also held that the SEC lawfully promulgated Regulation Best Interest pursuant to Congress's permissive grant of rulemaking authority under Section 913(f) of the Dodd-Frank Act. Finally, the court held that Regulation Best Interest is not arbitrary and capricious, holding that the SEC's interpretation of the scope of the broker-dealer exemption was not so fundamental to Regulation Best Interest as to make the rule arbitrary and capricious, or otherwise not in accordance with law. Furthermore, the SEC gave adequate reasons for its decision to prioritize consumer choice and affordability over the possibility of reducing consumer confusion, and it supported its findings with substantial evidence.

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