WealthManagment.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | James Arthur McDonald, Jr. appears to be on the lam as he faces as much as 20 years in prison for allegedly defrauding investors, according to the Justice Department. The SEC also filed a complaint against the Calif.-based advisor and frequent CNBC commentator. FULL ARTICLE |
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| INDUSTRY | | | | Diana Britton | | In October, the first cohort of 49 advisors will graduate from the new program, part of the firm's strategic emphasis on expanding resources for advisors to clients with more than $5 million in assets, FULL ARTICLE |
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| SURVEY | | | | Can you help us with a brief survey focused on Separately Managed Accounts? ANSWER NOW |
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| INSIDE ETFS PODCAST | | | | Douglas Yones | J.P. Morgan Asset Management's Jed Laskowitz details how ETFs can help advisors develop long-term portfolio strategies, regardless of market conditions.
Sponsored by Schwab Asset Management
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| REGULATION AND COMPLIANCE | | | | Lydia Beyoud and Katherine Doherty | | Wall Street has been on edge since SEC Chair Gary Gensler signaled last year that the agency may outlaw payment for order flow during its equities rules overhaul. FULL ARTICLE |
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