Morning Memo
 
Wealth Management Morning Memo

AUGUST 21, 2023

REGULATION AND COMPLIANCE

Former Advisor Who Staged Client's Suicide Sentenced To Life in Prison

Following a conviction last year, Keith Todd Ashley was sentenced this week to life in prison in a fraud scheme that ended in his client's murder.

FULL ARTICLE

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WEALTHSTACK ROUNDUP

Apex Integrates With Startup AdvisorArch

Also, Altruist introduces a multiple account opening feature, more hires at TIFIN and CreativeOne partners with RISA.

FULL ARTICLE

WMIQ EXCLUSIVE RESEARCH

See Results Of Our Latest Retirement Income And Risk Planning Research

The latest WealthManagement IQ research reveals ways in which advisors can address the retirement income and planning needs of clients as another unsettled year unfolds. Allianz Life Insurance Company of North America is not affiliated with Wealth Management IQ or WealthManagement.com.

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401KTV

RPA Conversations: Jennifer Rayner and Lauren Loehning

Moniwell founder Jennifer Rayner and Retirement Impact's Lauren Loehning discuss their upcoming session at Wealth@Work, “Secret Sauce: An Engagement Story.”

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ALTERNATIVE INVESTMENTS

Muni Investors Can Find Bargains in Unlevered Closed-End Funds

Unlevered municipal bond closed-end funds traded at a discount to their net asset value of roughly 12%, according to Bloomberg data.

FULL ARTICLE

RESOURCE CENTER

Genuine Open Architecture

Advisors can now create a scalable, highly profitable and transferable operation with greater freedom that best services the needs of their clients.

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