| | Implications of the changes made by the One Big Beautiful Bill Act. Read More > | |
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| However, the timing of the new rules' implementation has created a “dead zone” in near-term fundraising. Read More > | |
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| According to the complaint, New York resident Stella Maksumova didn’t get any pushback from her advisor when she opted to withdraw her retirement funds. Edelman claims her planner warned her against the idea, but she didn’t take the advice. Read More > | |
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| The partnership adds to a growing list of efforts to include private assets in SMAs, UMAs and model portfolios. Read More > | |
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| Charles Schwab’s annual RIA survey showed strong growth for AUM, revenue and clients, but that demand is creating capacity and talent strains. Read More > | |
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| J.D. Power’s annual survey of nearly 3,700 advisors forecasts a pending “talent crisis.“ In addition, LPL’s Commonwealth snags its 12th top satisfaction ranking among independent advisors, and Stifel leads for employee advisors. Read More > | |
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| Greg Cornick, previously head of advisor recruiting and retention, will now help head the firm’s investment solutions amid recent senior-level departures and shifts to Osaic’s leadership structure. Read More > | |
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| Two second-generation advisors and their fathers are starting up the $1 billion Waycrest Wealth with a minority investment from Elevation Point. Read More > | |
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| Brad Repinsky will help build up the $30 billion SEIA’s estate, tax and financial planning focus area for private clients, much like he did for Fidelity. Read More > | |
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| The minority RIA investor taps Candice Carlton to launch a new division focused on peer collaboration and growth strategies among Merchant’s over 100 portfolio firms. Read More > | |
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| Christian Mango will join the $143B insurance and wealth aggregator OneDigital to drive its M&A work after spearheading a similar effort at national insurer and advisory Alera Group. Read More > | |
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