WealthManagment.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | Total fines would have fallen significantly over 2020 if not for the $57 million penalty against the trading app Robinhood, according to law firm Eversheds Sutherland. FULL ARTICLE |
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| ADVISOR INNOVATIONS PODCAST | | | | David Armstrong | GeoWealth President Colin Falls on the firm's growth trajectory and how technology can ease the tension for RIAs between model portfolios and customized investment management.
Sponsored by LPL Financial
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| SPONSORED PODCAST | | | | Sponsored by CAIS | | Milind shares how this turn of events lead to the founding of the industry's most cutting-edge alternative investing platforms, Yieldstreet. LISTEN NOW |
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| BUSINESS PLANNING | | | | Michael Parker | | There are clear similarities between top-ranked sports teams and the best wealth management teams. FULL ARTICLE |
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| ETFS | | | | Emily Graffeo | | The announcement that a tiny Tokyo-listed product will halt trading means every Russia-focused stock ETF in the world is now suspended or will be soon. FULL ARTICLE |
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| FASTCHAT VIDEO | | | | Sponsored by Securian Financial | | Watch as Steve Chappell, National Sales Vice President - Retirement Plans at Securian Financial discusses the value of a boutique recordkeeper. WATCH NOW |
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| MINDY DIAMOND ON INDEPENDENCE | |
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| Top UBS Team on Their Shift to Wells Fargo Advisors | |
| Mindy Diamond | |
| Vince Finney and Joe Panfil of Bibler, Finney, Panfil Private Wealth Management Group left UBS for Wells Fargo Advisors with partner Ryan Bibler in 2018. In a departure for our show that typically focuses on independence, it’s a candid conversation with a young team who didn’t break away, but instead transitioned within the traditional space. LISTEN NOW |
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| SPONSORED WEBINAR | | | | Sponsored by Zephyr | | This webinar on March 17th will offer insights into defining investor experience, increasing referrals without asking for them, and building personal brand equity to define value. REGISTER NOW |
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