WealthManagment.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Diana Britton | | In a parallel action, the SEC charged one of Monmouth Capital Management’s reps with defrauding families of fallen military soldiers. FULL ARTICLE |
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| RIA NEWS | | | | Diana Britton | | A Focus shareholder filed a lawsuit against the company late last month, claiming its proxy statements were misleading. Focus filed a supplement to the proxy, and says the shareholder will drop the complaint. FULL ARTICLE |
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| WMIQ EXCLUSIVE RESEARCH | | | | In partnership with Allianz Life Insurance Company of North America | | The latest WealthManagement IQ research reveals ways in which advisors can address the retirement income and planning needs of clients as another unsettled year unfolds. Allianz Life Insurance Company of North America is not affiliated with Wealth Management IQ or WealthManagement.com. DOWNLOAD THE REPORT |
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| RIA ROUNDUP | | | | Ali Hibbs | | Mercer Global Advisors picked up two more firms with more than half a billion in combined assets, while Robertson Stephens, WEG, NewEdge Wealth, Hub International, Kestra, and RFG all announced new additions this week. FULL ARTICLE |
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| THE WEALTHSTACK PODCAST | | | | Shannon Rosic | Smart Kx founder Lacey Shrum details the challenges RIAs face with billing and how the company's software solves them through automation.
Paid for by Wells Fargo Advisors
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| FASTCHAT VIDEO | | | | Sponsored by CAIS | | Brad Walker, founder, chief client and product development officer at CAIS offer his perspective on how access has changed. WATCH NOW |
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