WealthManagment.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | A panel asserted that Alpine Securities had misused customer funds and securities, made unauthorized trades and charged customer unreasonable fees, while the firm argued they needed to raise fees to offset lower profits. FULL ARTICLE |
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| TECHNOLOGY | | | | Davis Janowski | | Private equity firms Clearlake Capital and Motive Partners pay $1.1 billion for parts of Refinitiv, Cetera rolls out a retirement income decumulation tool, FarmTogether launches a sustainable farm investment fund and Louise expands. FULL ARTICLE |
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| SPONSORED CONTENT | | | | Sponsored by Laserfiche | | Many technology innovations, originally meant to address the challenges of COVID-19, are proving to be useful outside the context of the pandemic — giving today’s financial advisor a unique opportunity to make their firm more cost-efficient, scalable and resilient through digital transformation. DOWNLOAD NOW |
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| PROSPECTING | | | | Kevin Nichols | | Body language cues and human behavior tips to help knock off the networking rust. FULL ARTICLE |
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| HIGH NET WORTH | | | | Prashant Gopal | | Cash-out refis enable newbie investors to buy second or third houses— or more — to capitalize on surging rental demand. FULL ARTICLE |
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| SPONSORED CONTENT | | | | Sponsored by LPL Financial | | If you’re considering changing firms, choosing the right partner to drive your practice forward is an important decision. LEARN MORE |
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| SPONSORED WEBINAR | | | | Sponsored by Riskalyze | | Join this webinar on Thurs. April, 7th as presenters show how successful firms have built their tech stack on the Redtail and Risklayze integration, and discuss the new enhancements to both platforms. REGISTER NOW |
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