The broker/dealer is embarking on a multi-year effort to restructure its home office to boost collaboration and client focus, with layoffs to come on the administrative side of the business.
Edward Jones Generations will focus on clients with a minimum of $10 million in investable assets who require help with cash flow analysis, trust and estate demands and business owner planning, among other needs.
When advisor Mary Saylor gave birth to her daughter during her senior year at Penn State, it was an uphill battle to build a career in wealth management.
Andrew Crofton, formerly a managing director at an RIA, took about one year to bring together his full-service, multi-family office, Five Eleven Partners, targeting wealthy families.
The arbitration award concerned a Stifel broker’s “investments in structured notes,” while the firm argued the clients were “sophisticated” and understood the risks.
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