Wealth Management Daily Memo

MARCH 14, 2019

REGULATION AND COMPLIANCE

Draft Bill Calls for the SEC to Conduct Usability Testing of Disclosures

Diana Britton

Congressman Sean Casten said the regulator’s testing process is not iterative enough and relies too much on quantitative surveys.

TECHNOLOGY

Betterment For Advisors Adds CRM Integrations

Samuel Steinberger

Advisor demand resulted in Betterment for Advisors integrating Redtail Technology and Wealthbox CRM systems.

SPONSORED CONTENT

Foundation for Success: A Stronger Front and Back Office

Sponsored by FTJ FundChoice

What’s your weakest link? You may be surprised to find that it’s your front or back office operations. Learn more about the steps advisors can take to build a stronger practice.

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INDUSTRY

Clients Recommend Advisors Who Explain Investment Performance

Michael Thrasher

Investors were more than twice as likely to recommend their advisor if they explained what is happened in 2018, according to J.D. Power.