JANUARY 26, 2024

REGULATION AND COMPLIANCE

Apex’s Failed SPAC Settles $1.5M SEC Charge

Northern Star settled SEC charges that it mislead investors in public filings, indicating it had not had conversations with Apex prior to its IPO.

FULL ARTICLE

RIA ROUNDUP

MAI Acquires More Assets in January Than All of 2023

Ali Hibbs

It was a slow week for deals in the RIA space but MAI didn’t miss a beat and Wealth Enhancement Group reinforced its position as 2023’s most active buyer.

FULL ARTICLE

WHITE PAPER

What ChatGPT Means for Wealth Management

Sponsored by Laserfiche

Leverage AI for enhanced client experiences and operational efficiency.

LEARN MORE

401KTV

401(k) Real Chat: Laurel Taylor

Fred Barstein

Retirement industry thought leaders answer three probing questions on critical issues, providing an open, honest and candid dialogue.

FULL ARTICLE

HIGH NET WORTH

The Rich Don’t Need to Beg for More Tax. They Can Just Pay It

Merryn Somerset Webb

Patriotic millionaires want the wealthy to be taxed more. But there are better ways to give money to the state.

FULL ARTICLE

WEBINAR

The Evolution of the CTO: Think Tank Insights Reshaping the Buy-Side

Sponsored by Salesforce and Flyer Financial Technologies

Join us on January 30 for "The Evolution of the CTO," exploring technology's pivotal role in reshaping business strategies.

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EVENTS

Inside ETFs | RIA EDGE | WealthStack

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