Wealth Management Daily Memo

FEBRUARY 14, 2022

REGULATION AND COMPLIANCE

An Essential Roadmap for TAMP Users

Scott MacKillop

A recent SEC Risk Alert means unprepared fiduciaries risk facing an uncertain road ahead.

REGULATION AND COMPLIANCE

BlockFi to Pay $100 Million to SEC, States on Crypto Lending

Matt Robinson and Joe Light

BlockFi, which didn’t admit or deny the regulator’s findings, will pay $50 million to the SEC and another $50 million to 32 states.

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Connecting Health and Wealth in the Workplace

Sponsored by Voya Financial

77% of employers are interested in integrated solutions.

ETFS

A Look at the First ETFs Launched in 2022

Aniket Ullal, CFRA Research

The ETFs included feature funds that launched in the calendar month of January 2022.

REAL ESTATE

How One CRE Fund Manager Is Shifting Its Investment Strategy with Its Fourth Fund

Jenn Elliot

CONTI Capital decided that investing in older workforce housing and value-add properties was not a sustainable strategy.

SPONSORED CONTENT

Future-Proof Your Business Against 3 Ballooning Trends

Sponsored by Sage Intacct

Learn how to solve your business complications while delivering the strategic value your business needs.