WealthManagment.com Daily Memo
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| INDUSTRY | | | | | | Diana Britton | | Coming off the launch of its self-clearing platform and acquisition of SSG, the Los Angeles-headquartered RIA custodian plans to double office space in Culver City and bring employees back to the office. FULL ARTICLE |
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| RIA NEWS | | | | Ali Hibbs | | Cerity Partners taps the KPMG tax veteran to source new talent, with a focus on adding CPA professionals, and contribute to international expansion efforts. FULL ARTICLE |
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| WMIQ EXCLUSIVE RESEARCH | | | | In partnership with Allianz Life Insurance Company of North America | | This white paper present highlights of our latest research on retirement income and risk planning, and offers a roadmap for advisors to address the retirement income and planning needs of clients. Allianz Life Insurance Company of North America is not affiliated with Wealth Management IQ or WealthManagement.com. LEARN MORE |
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| REGULATION AND COMPLIANCE | | | | Ben Bain | | In all, the CFTC announced penalties of $260 million, while the SEC said that firms had agreed to pay it $289 million. FULL ARTICLE |
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| CAREERS | | | | Jason Diamond | | Complacency is a funny thing: It’s easy to fall into and hard to get out of. FULL ARTICLE |
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| WEBINAR | | | | Sponsored by Advent Software Inc. | | Join us on August 22 for an insightful webinar as we unveil the secrets to Empowering Financial Advisors through Mastering Digital Communication and CX! REGISTER NOW |
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