WealthManagement.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | John J. Woods pleaded guilty last year to a scheme that spanned more than a decade and harmed hundreds of investors throughout the country, according to the Justice Department. FULL ARTICLE |
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| RIA NEWS | | | | Ali Hibbs | | An early architect of the wealth management platform at Smith Barney, Christopher Poch has created Promethium Advisors on the tru Independence platform. FULL ARTICLE |
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| WHITE PAPER | | | | Sponsored by Flyer Financial Technologies and Salesforce | | Insights from industry leaders on the dynamic technology landscape of wealth management. DOWNLOAD NOW |
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| ALTERNATIVE INVESTMENTS | | | | David Bodamer | | Morningstar sourced the third-party SMAs from asset management firms including AllianceBernstein, John Hancock and others. FULL ARTICLE |
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