Long-term, some see banks and financial sectors benefitting from a light regulatory environment, but advisors suggest waiting until more clarity emerges about administration priorities and Cabinet nominees.
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The commission settled charges that Wahed Invest violated the ad rule when including a pro soccer player and MMA athletes in marketing without clarifying that they weren’t clients and were compensated.
Aspen Standard Wealth has taken a majority stake in Summitry, a $2.8 billion RIA, as it aims to hold wealth management firms permanently and solve some of their pain points.
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